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Self-regulatory organizations
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801	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2011-10-25 10:31:38 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge National market system plan NYSE Arca NASDAQ New York Stock Exchange Financial markets Financial economics Economy of the United States
802	Regulatory Update TO: Chief Compliance Officers Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:38:16 Futures contract New York Mercantile Exchange Futures exchange Commodity Futures Trading Commission Audit U.S. Futures Exchange Self-regulatory organizations Financial economics Finance Financial system
803	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 5, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Fili Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-06 09:40:44 Securities Systemic risk Depository Trust & Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Schwab Liquidity risk Financial economics Financial system Finance
804	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]July 9, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 2 to an Advance No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 19:25:04 Market liquidity ACT Securities Exchange Act Federal Reserve System Financial regulation Finance Financial economics Financial risk Liquidity risk
805	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2011-07-27 09:25:41 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge National market system plan NYSE Arca NASDAQ New York Stock Exchange Financial markets Financial economics Economy of the United States
806	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 11, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:53:10 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Direct Edge Self-regulatory organization Economy of the United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
807	Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-29 14:11:04 Self-regulatory organizations Business Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Regulatory risk differentiation Regulatory compliance Financial economics Investment Finance
808	PREFACE The futures industry’s Joint Audit Committee (JAC) developed the initial edition of this handbook during 1994 in an effort to standardize margin procedures, where possible. The handbook was approved by each of Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2015-01-09 13:36:48 Self-regulatory organizations Commodities market Futures exchanges Financial markets Commodity Futures Trading Commission Futures contract Chicago Mercantile Exchange National Futures Association New York Board of Trade Financial economics Financial system Finance
809	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]February 11, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change to Revise ICC End- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:34:05 Futures contract Securities Exchange Act Financial economics Financial system Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission
810	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 13, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-13 16:07:40 Finance Financial system 73rd United States Congress Financial markets Self-regulatory organizations Securities Exchange Act Direct Edge Regulation NMS Securities Act United States securities law United States Securities and Exchange Commission Financial economics

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